LY
,03257$17,1)250$7,215(*8/$7,216
)HGHUDO&RPPXQLFDWLRQV&RPPLVVLRQ)&&'HFODUDWLRQ
RI&RQIRUPLW\)RU86$RQO\
5HVSRQVLEOH3DUW\ %URWKHU,QWHUQDWLRQDO&RUSRUDWLRQ
6RPHUVHW&RUSRUDWH%RXOHYDUG
%ULGJHZDWHU1-86$
7(/
GHFODUHVWKDWWKHSURGXFWV
3URGXFW1DPH %URWKHU1HWZRUN&DUG%5QHW
0RGHO1XPEHU 1&K
FRPSOLHVZLWK3DUWRIWKH)&&5XOHV2SHUDWLRQLVVXEMHFWWRWKHIROORZLQJ
WZRFRQGLWLRQV7KLVGHYLFHPD\QRWFDXVHKDUPIXOLQWHUIHUHQFHDQG
WKLVGHYLFHPXVWDFFHSWDQ\LQWHUIHUHQFHUHFHLYHGLQFOXGLQJLQWHUIHUHQFHWKDW
PD\FDXVHXQGHVLUHGRSHUDWLRQ
7KLVHTXLSPHQWKDVEHHQWHVWHGDQGIRXQGWRFRPSO\ZLWKWKHOLPLWVIRUD
&ODVV%GLJLWDOGHYLFHSXUVXDQWWR3DUWRIWKH)&&5XOHV7KHVHOLPLWVDUH
GHVLJQHGWRSURYLGHUHDVRQDEOHSURWHFWLRQDJDLQVWKDUPIXOLQWHUIHUHQFHLQD
UHVLGHQWLDOLQVWDOODWLRQ7KLVHTXLSPHQWJHQHUDWHVXVHVDQGFDQUDGLDWH
UDGLRIUHTXHQF\HQHUJ\DQGLIQRWLQVWDOOHGDQGXVHGLQDFFRUGDQFHZLWKWKH
LQVWUXFWLRQVPD\FDXVHKDUPIXOLQWHUIHUHQFHWRUDGLRFRPPXQLFDWLRQV
+RZHYHUWKHUHLVQRJXDUDQWHHWKDWLQWHUIHUHQFHZLOOQRWRFFXULQDSDUWLFXODU
LQVWDOODWLRQ,IWKLVHTXLSPHQWGRHVFDXVHKDUPIXOLQWHUIHUHQFHWRUDGLRRU
WHOHYLVLRQUHFHSWLRQZKLFKFDQEHGHWHUPLQHGE\WXUQLQJWKHHTXLSPHQWRII
DQGRQWKHXVHULVHQFRXUDJHGWRWU\WRFRUUHFWWKHLQWHUIHUHQFHE\RQHRU
PRUHRIWKHIROORZLQJPHDVXUHV
5HRULHQWRUUHORFDWHWKHUHFHLYLQJDQWHQQD
,QFUHDVHWKHVHSDUDWLRQEHWZHHQWKHHTXLSPHQWDQGUHFHLYHU
&RQQHFWWKHHTXLSPHQWLQWRDQRXWOHWRQDFLUFXLWGLIIHUHQWIURPWKDWWR
ZKLFKWKHUHFHLYHULVFRQQHFWHG
&RQVXOWWKHGHDOHURUDQH[SHULHQFHGUDGLR79WHFKQLFLDQIRUKHOS
,PSRUWDQW
&KDQJHVRUPRGLILFDWLRQVQRWH[SUHVVO\DSSURYHGE\%URWKHU,QGXVWULHV/WG
FRXOGYRLGWKHXVHUVDXWKRULW\WRRSHUDWHWKHHTXLSPHQW
,QGXVWU\&DQDGD&RPSOLDQFH6WDWHPHQW)RU&DQDGDRQO\
7KLV&ODVV%GLJLWDODSSDUDWXVFRPSOLHVZLWK&DQDGLDQ,&(6
&HWDSSDUHLOQXPpULTXHGHODFODVVH%HVWFRQIRUPHDODQRUPH10%
GX&DQDGD